Regulatory 

​We cover... 

  • Financial Conduct  Authority Investigation and Enforcement

  • Trading Standards Investigations and Prosecutions

  • National Audit Office

  • Customs & Excise

  • UK Border Agency 

  • Advertising Standard Authority

  • Office of Fair Trading

  • Ofsted Regulation and Compliance

  • Companies House

  • Competition & Markets Authority

  • Information Commissioner's Office

Many businesses are regulated by an official regulatory body and are subject to investigations for breaches of regulations, legislation and policies. Such proceedings can have  significant consequences, including preventing your business from continuing to trade.

It is therefore crucial that you receive  immediate advice and support as soon as you are notified that an issue or complaint has arisen. The complaint may relate to your ability to continue to trade, professional misconduct or a criminal conviction. We are able to advise you throughout the process. Often, receiving advice at an early stage can mean that matters are resolved more quickly and with a better outcome.

 

Our lawyers have international expertise in acting against, and, at times, for, regulatory bodies.

In regulatory actions ranging from tax investigations to investigations into anti-competitive trade practices, across a range of sectors, from banking to corporate, you can trust us to guide your organisation throughout the regulatory process.

If you have a dispute with any of these authorities or would like us to help your business to comply with their requirements, please contact us for an initial free consultation here.